Our Staff has compiled our research into a database of FINRA Broker Disclosures for Avantax Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Graham Lybbert | 2298825 | 3 | 09/04/1998 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| John Samuel Karrant | 1729499 | 1 | 05/01/1998 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Nathan Ryan Bitner | 5467284 | 1 | 01/13/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gregory Samuels | 6023160 | 1 | 08/22/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| William Michael Landenberger | 301441 | 1 | 08/20/1997 | Customer Dispute | Settled | $360,000.00 | $0.00 | See FINRA Report |
| Michael Robert McConnell | 4043109 | 1 | 06/27/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Christopher Lee Cluck | 6789360 | 1 | 05/18/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mark Graham Lybbert | 2298825 | 3 | 04/03/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Richard A Angott | 2910271 | 1 | 01/26/1996 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| David Donald Redfern | 6264425 | 7 | 12/28/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |