Our Staff has compiled our research into a database of FINRA Broker Disclosures for Avantax Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Pamela Jean Gilkey Slatten | 5045460 | 2 | 11/07/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Roderick Renard Washington | 4378254 | 3 | 06/02/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gail Annette Barnes | 4576929 | 2 | 10/25/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jared Kellenberger | 6016290 | 2 | 09/13/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Joseph Durlak | 2727864 | 1 | 08/06/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Roderick Renard Washington | 4378254 | 3 | 05/30/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Bruce A Troutman | 4885745 | 3 | 03/23/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Jared Kellenberger | 6016290 | 2 | 02/07/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Duane Mead | 2569289 | 5 | 08/24/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Michael Duane Mead | 2569289 | 5 | 06/06/2006 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |