Our Staff has compiled our research into a database of FINRA Broker Disclosures for Avantax Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Linda Cruz | 6268047 | 1 | 08/27/1983 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kenneth Dennard Howard | 2006538 | 1 | 11/27/1982 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Cari Valita Barnes | 5928889 | 2 | 05/07/1982 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Rene Stuart Randel | 4208604 | 2 | 12/18/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gregg M Akin | 5792629 | 1 | 10/04/1981 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Mahmoud Kwamina Hantour | 4622825 | 1 | 11/11/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael John Matejcek | 2553274 | 1 | 11/04/1979 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph Patrick Beck | 3257734 | 1 | 11/28/1978 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| John William Rood | 2693581 | 3 | 07/14/1978 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Colin Robert Leisy | 1270224 | 2 | 02/05/1978 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |