Our Staff has compiled our research into a database of FINRA Broker Disclosures for Avantax Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Michael William Meschke | 5975108 | 2 | 07/05/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Toijuan Anthony Bell | 3004468 | 1 | 06/17/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jason Anthony Dondero | 5490916 | 2 | 06/23/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Randall Wayne Vantassell | 3251160 | 1 | 05/12/2004 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kenneth S Hamada | 2661699 | 2 | 06/10/2003 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ryan A Easton | 5904927 | 1 | 10/12/2002 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jason Anthony Dondero | 5490916 | 2 | 10/23/2001 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| James Paul Larsen | 5498397 | 1 | 11/07/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Brian M Sauers | 6375587 | 1 | 06/10/2000 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Charles Thomas Winn | 4205077 | 2 | 10/19/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |