Our Staff has compiled our research into a database of FINRA Broker Disclosures for Avantax Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew John Fox | 5101479 | 2 | 11/01/2002 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Andree Adelle Bidart Rose | 4248903 | 1 | 10/24/2002 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ali Kazemi | 1546765 | 3 | 11/01/1999 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mark Graham Lybbert | 2298825 | 3 | 04/03/1996 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kenneth Robert Picerno | 1286500 | 1 | 02/01/1988 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Richard Craig Kasprak | 837176 | 2 | 05/24/1982 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |