Our Staff has compiled our research into a database of FINRA Broker Disclosures for Avantax Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| William Kyle Brownlee | 3254746 | 2 | 07/12/2016 | Customer Dispute | Denied | $9,245.00 | $0.00 | See FINRA Report |
| Michael William Meschke | 5975108 | 2 | 06/27/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Kevin James Larson | 3067781 | 2 | 05/16/2016 | Customer Dispute | Settled | $315,000.00 | $0.00 | See FINRA Report |
| Grace Chong Kim | 4206921 | 1 | 05/16/2016 | Customer Dispute | Closed-No Action | $0.00 | $0.00 | See FINRA Report |
| Gary W Camp | 1759472 | 1 | 05/14/2016 | Customer Dispute | Denied | $17,900.00 | $0.00 | See FINRA Report |
| Dylan Gregory Levey | 4297808 | 2 | 01/21/2016 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| Shennoah Miller | 6034565 | 1 | 01/13/2016 | Customer Dispute | Denied | $6,701.67 | $0.00 | See FINRA Report |
| Justin David Rees | 5570895 | 1 | 12/29/2015 | Customer Dispute | Denied | $37,407.60 | $0.00 | See FINRA Report |
| Michael Vincent Milillo | 4990056 | 3 | 12/17/2015 | Customer Dispute | Withdrawn | $25,000.00 | $0.00 | See FINRA Report |
| Craig Richard Berry | 2408368 | 2 | 12/17/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |