Our Staff has compiled our research into a database of FINRA Broker Disclosures for Avantax Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Edward Bruce Lamensdorf | 4211684 | 1 | 03/15/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Thomas Joseph Hanna | 3088838 | 2 | 01/24/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Darrell Kevin Walters | 1629277 | 1 | 01/01/1988 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Larry Moore Walker | 2540183 | 2 | 07/02/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Donald Redfern | 6264425 | 7 | 02/25/1987 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Antonios Kwangyun Lee | 1762212 | 2 | 05/02/1986 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jack Bruce Murad | 3162030 | 1 | 06/09/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Laura Joan Paulsen | 5506514 | 1 | 05/25/1985 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Kevin William Crowley | 1445885 | 2 | 12/26/1984 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Michael Atkinson | 1453374 | 1 | 09/22/1983 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |