Our Staff has compiled our research into a database of FINRA Broker Disclosures for Avantax Investment Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| David Donald Redfern | 6264425 | 7 | 07/01/1999 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Patrick Francis Cusick | 5312345 | 3 | 10/15/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nathan Ryan Bitner | 5467284 | 1 | 01/13/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Gregory Samuels | 6023160 | 1 | 08/22/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Christopher Lee Cluck | 6789360 | 1 | 05/18/1996 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Donald Redfern | 6264425 | 7 | 12/28/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Larry Moore Walker | 2540183 | 2 | 07/21/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Donald Redfern | 6264425 | 7 | 03/02/1995 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Lakisha Kawon Brown | 5831038 | 1 | 11/28/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Nathan Munro | 5912317 | 2 | 11/27/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |