Our Staff has compiled our research into a database of FINRA Broker Disclosures for . Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey William Malone | 2141255 | 1 | 03/10/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| J Timothy Dyer | 3101978 | 2 | 12/18/2008 | Customer Dispute | Denied | $5,000.00 | $0.00 | See FINRA Report |
| J Timothy Dyer | 3101978 | 2 | 08/13/2001 | Customer Dispute | Denied | $889,000.00 | $0.00 | See FINRA Report |