Our Staff has compiled our research into a database of FINRA Broker Disclosures for Pragma LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Jon McLane Finocchio | 3181430 | 2 | 07/07/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Jon McLane Finocchio | 3181430 | 2 | 07/03/1997 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |