Our Staff has compiled our research into a database of FINRA Broker Disclosures for Dalmore Group LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Joquinn Thomas Sadler | 2817763 | 3 | 04/24/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Herman Mannings | 3254961 | 1 | 12/18/2013 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Ira Scott Karaba | 2744921 | 1 | 06/01/2009 | Customer Dispute | Settled | $244,626.00 | $0.00 | See FINRA Report |
| Kimberly Beth Neely | 2045019 | 2 | 09/15/2008 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Kimberly Beth Neely | 2045019 | 2 | 09/12/2007 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Oscar Francisco Seidel | 2328358 | 1 | 09/28/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Joquinn Thomas Sadler | 2817763 | 3 | 11/04/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Stacey Lynn Lavender | 4365033 | 1 | 01/13/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ronald Patrick Heffernan | 5971989 | 1 | 04/04/1991 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joquinn Thomas Sadler | 2817763 | 3 | 08/10/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |