Our Staff has compiled our research into a database of FINRA Broker Disclosures for KEY Investment Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Denise Suzanne Sharpe | 4180593 | 1 | 04/14/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Sean A Christian | 7661270 | 1 | 03/27/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Steven Paul Altergott | 6205717 | 1 | 03/20/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Debbie Lee Rowlands | 2730815 | 2 | 03/17/2017 | Customer Dispute | Settled | $8,676.00 | $0.00 | See FINRA Report |
| Amanda Marie Loiodice | 6973869 | 1 | 01/27/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Veronica A Mangione | 5435145 | 4 | 12/19/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Krista Jean Galanin | 5279327 | 2 | 12/09/2016 | Customer Dispute | Denied | $17,000.00 | $0.00 | See FINRA Report |
| Steven David Vale | 2566594 | 1 | 11/16/2016 | Customer Dispute | Denied | $9,884.57 | $0.00 | See FINRA Report |
| Daniel Leon Guenther | 4343318 | 1 | 11/07/2016 | Customer Dispute | Settled | $11,754.80 | $0.00 | See FINRA Report |
| Rebekah Fern Marshall | 6043278 | 1 | 10/20/2016 | Customer Dispute | Closed-No Action | $32,325.10 | $0.00 | See FINRA Report |