Our Staff has compiled our research into a database of FINRA Broker Disclosures for KEY Investment Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| George William Crandell | 4928534 | 1 | 02/26/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Alan Finck | 6800037 | 1 | 02/14/2018 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Dillon Garrett Holiman | 7560681 | 1 | 02/06/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Deborah Michele Brown | 1902508 | 2 | 01/30/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Veronica A Mangione | 5435145 | 4 | 12/05/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ajet Metaliaj | 3237841 | 12 | 11/07/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Eric Leroy Woodfill | 4692448 | 2 | 10/16/2017 | Customer Dispute | Denied | $7,968.00 | $0.00 | See FINRA Report |
| Joseph John Badolato | 4769496 | 2 | 10/13/2017 | Customer Dispute | Denied | $108,982.00 | $0.00 | See FINRA Report |
| David J Harrison | 5906703 | 3 | 10/05/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Stephen J Royce | 7450202 | 2 | 09/30/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |