Our Staff has compiled our research into a database of FINRA Broker Disclosures for KEY Investment Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Ajet Metaliaj | 3237841 | 12 | 09/13/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Aubrey Dunfee | 2607525 | 3 | 09/04/2018 | Customer Dispute | Settled | $67,337.20 | $0.00 | See FINRA Report |
| Ajet Metaliaj | 3237841 | 12 | 08/30/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ajet Metaliaj | 3237841 | 12 | 08/30/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ajet Metaliaj | 3237841 | 12 | 07/09/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Deborah Michele Brown | 1902508 | 2 | 07/05/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Krista Jean Galanin | 5279327 | 2 | 05/29/2018 | Customer Dispute | Denied | $21,028.20 | $0.00 | See FINRA Report |
| David Jensen | 7894304 | 1 | 05/19/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christian Robert Brown | 4803169 | 1 | 04/20/2018 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Brandon Eugene Ojakian | 4355710 | 1 | 03/01/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |