Our Staff has compiled our research into a database of FINRA Broker Disclosures for KEY Investment Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Rocco Joseph Laudadio | 5329992 | 4 | 05/21/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Rocco Joseph Laudadio | 5329992 | 4 | 04/16/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Ajet Metaliaj | 3237841 | 12 | 03/05/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Ajet Metaliaj | 3237841 | 12 | 03/05/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Alan L Soirefman | 5949230 | 1 | 01/29/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
Krysti Owen Seay | 5848064 | 6 | 12/20/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
Ajet Metaliaj | 3237841 | 12 | 11/18/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Ajet Metaliaj | 3237841 | 12 | 11/09/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Ajet Metaliaj | 3237841 | 12 | 11/09/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
Ajet Metaliaj | 3237841 | 12 | 11/09/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |