Our Staff has compiled our research into a database of FINRA Broker Disclosures for KEY Investment Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Travis A Miller | 7592173 | 1 | 11/06/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Amy Nina Conti | 4489070 | 1 | 10/25/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Matthew Valle | 5441192 | 1 | 10/19/2018 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| William Newell Bernardi | 4545186 | 2 | 10/18/2018 | Customer Dispute | Denied | $6,645.00 | $0.00 | See FINRA Report |
| David Aubrey Dunfee | 2607525 | 3 | 09/04/2018 | Customer Dispute | Settled | $67,337.20 | $0.00 | See FINRA Report |
| Brett D McCue | 6059096 | 1 | 07/09/2018 | Customer Dispute | Settled | $9,500.00 | $0.00 | See FINRA Report |
| Deborah Michele Brown | 1902508 | 2 | 07/05/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Marietta Tillotson | 7496733 | 5 | 06/20/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Debbie Lee Rowlands | 2730815 | 2 | 06/04/2018 | Customer Dispute | Denied | $12,400.00 | $0.00 | See FINRA Report |
| Krista Jean Galanin | 5279327 | 2 | 05/29/2018 | Customer Dispute | Denied | $21,028.20 | $0.00 | See FINRA Report |