Our Staff has compiled our research into a database of FINRA Broker Disclosures for KEY Investment Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Matthew B Keen | 5857012 | 1 | 01/13/2020 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Monica R Backer | 5728083 | 2 | 12/18/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Heather Nicole Carlson | 6452002 | 1 | 10/10/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jason Matthew Robinson | 6825768 | 1 | 09/26/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Joshua R McKelvey | 7858244 | 1 | 09/22/2019 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Rozlynn Renee Callahan | 6640906 | 1 | 07/31/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Erica Hawkins | 7682388 | 1 | 06/22/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kevin Alan Reding | 844467 | 1 | 06/10/2019 | Customer Dispute | Denied | $5,842.29 | $0.00 | See FINRA Report |
| Brian F Henning | 4598876 | 2 | 06/05/2019 | Customer Dispute | Denied | $14,000.00 | $0.00 | See FINRA Report |
| Breanna Noble | 7893466 | 1 | 05/30/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |