Our Staff has compiled our research into a database of FINRA Broker Disclosures for KEY Investment Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Kevin Alan Reding | 844467 | 1 | 06/10/2019 | Customer Dispute | Denied | $5,842.29 | $0.00 | See FINRA Report |
| Brian F Henning | 4598876 | 2 | 06/05/2019 | Customer Dispute | Denied | $14,000.00 | $0.00 | See FINRA Report |
| Rocco Joseph Laudadio | 5329992 | 4 | 05/21/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rocco Joseph Laudadio | 5329992 | 4 | 04/16/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Paul Kolis | 7176023 | 3 | 04/04/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Paul Kolis | 7176023 | 3 | 03/20/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Paul Kolis | 7176023 | 3 | 03/20/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Leanna M Stum | 7573182 | 2 | 02/28/2019 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Alan L Soirefman | 5949230 | 1 | 01/29/2019 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Krysti Owen Seay | 5848064 | 6 | 12/20/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |