Our Staff has compiled our research into a database of FINRA Broker Disclosures for KEY Investment Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Marcy Marie Jewett | 6261476 | 1 | 07/21/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ryan Patrick Voet | 6402939 | 1 | 07/14/2022 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Amy Marie Browne | 4128469 | 1 | 06/03/2022 | Customer Dispute | Denied | $8,034.11 | $0.00 | See FINRA Report |
| Monica R Backer | 5728083 | 2 | 04/18/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Esteban Linares | 7893467 | 1 | 02/23/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Keven Lee Graber | 4408295 | 1 | 01/11/2022 | Customer Dispute | Closed-No Action | $20,793.90 | $0.00 | See FINRA Report |
| Krysti Owen Seay | 5848064 | 6 | 11/01/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Krysti Owen Seay | 5848064 | 6 | 08/31/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Krysti Owen Seay | 5848064 | 6 | 08/30/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Krysti Owen Seay | 5848064 | 6 | 08/30/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |