Our Staff has compiled our research into a database of FINRA Broker Disclosures for KEY Investment Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Krysti Owen Seay | 5848064 | 6 | 08/30/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Krysti Owen Seay | 5848064 | 6 | 08/30/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Justin Ronnie Michaeli | 7563611 | 2 | 08/30/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Justin Ronnie Michaeli | 7563611 | 2 | 08/23/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dan Craig McLaughlin | 2663161 | 1 | 06/28/2021 | Customer Dispute | Denied | $5,529.47 | $0.00 | See FINRA Report |
| Savong S Lam | 4400865 | 1 | 06/09/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| David Aubrey Dunfee | 2607525 | 3 | 05/07/2021 | Customer Dispute | Settled | $48,000.00 | $0.00 | See FINRA Report |
| Norman Harris | 5775342 | 1 | 04/02/2021 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Brian F Henning | 4598876 | 2 | 03/25/2021 | Customer Dispute | Settled | $5,706.33 | $0.00 | See FINRA Report |
| Anh My Nguyen Duc Le | 7566417 | 1 | 01/18/2021 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |