Our Staff has compiled our research into a database of FINRA Broker Disclosures for KEY Investment Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Allan Marvin Carmello | 1396426 | 5 | 09/29/2001 | Customer Dispute | Settled | $10,315.00 | $0.00 | See FINRA Report |
| Andrew Scott Lewis | 2187326 | 6 | 09/14/2001 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
| Michael Patrick Donahue | 1852837 | 2 | 09/10/2001 | Customer Dispute | Award / Judgment | $8,600.00 | $8,652.50 | See FINRA Report |
| Ronald Roy Zeppernick | 2603740 | 2 | 10/06/2000 | Customer Dispute | Settled | $11,800.00 | $0.00 | See FINRA Report |
| Greg James Smith | 3006458 | 1 | 08/23/2000 | Customer Dispute | Closed-No Action | $5,000.00 | $0.00 | See FINRA Report |
| Robert Bradley Miller | 1068515 | 1 | 08/01/2000 | Customer Dispute | Denied | $8,298.00 | $0.00 | See FINRA Report |
| Steven Douglas Roe | 6862571 | 1 | 07/23/1998 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Raymond Patrick Gawlak | 7661971 | 1 | 06/03/1997 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Renato Jeffrey Powell | 1751599 | 2 | 02/10/1997 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael James Castillo | 1929700 | 1 | 01/15/1995 | Customer Dispute | Award / Judgment | $10,000.00 | $4,429.76 | See FINRA Report |