Our Staff has compiled our research into a database of FINRA Broker Disclosures for KEY Investment Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tammy S Martz | 4572635 | 1 | 10/07/2005 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michael Garner Treadway | 7723864 | 1 | 07/27/2005 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Andrew Scott Lewis | 2187326 | 6 | 01/21/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Richard Jankowski | 3089250 | 1 | 11/29/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Allan Marvin Carmello | 1396426 | 5 | 06/23/2004 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Paul Nicholas Karabatsos | 2985947 | 1 | 05/04/2004 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| David Paul Cizmadia | 2272998 | 2 | 04/26/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Aubrey Dunfee | 2607525 | 3 | 04/02/2004 | Customer Dispute | Denied | $5,767.00 | $0.00 | See FINRA Report |
| Joseph Briel Skarda | 4288186 | 1 | 03/25/2004 | Customer Dispute | Denied | $16,000.00 | $0.00 | See FINRA Report |
| Sydia L Cromer | 2239374 | 1 | 01/13/2004 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |