Our Staff has compiled our research into a database of FINRA Broker Disclosures for KEY Investment Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrew L Roberts | 4125754 | 1 | 01/30/2008 | Customer Dispute | Denied | $26,000.00 | $0.00 | See FINRA Report |
| Timothy John Manning | 2853990 | 1 | 04/30/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Brian Kari Wade | 4238474 | 1 | 04/18/2007 | Customer Dispute | Denied | $15,571.30 | $0.00 | See FINRA Report |
| Brendon Steven McBride | 7574472 | 1 | 01/07/2007 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ernesto Jesus Barcelo | 2403794 | 2 | 10/08/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Anthony Peter Chrisikos | 1236911 | 2 | 09/13/2006 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Marc A Gleason | 6567608 | 2 | 08/25/2006 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ernesto Jesus Barcelo | 2403794 | 2 | 06/22/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Roger Lee Anderson | 4300416 | 1 | 06/21/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Andrew Scott Lewis | 2187326 | 6 | 12/27/2005 | Customer Dispute | Settled | $184,704.00 | $0.00 | See FINRA Report |