Our Staff has compiled our research into a database of FINRA Broker Disclosures for KEY Investment Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Leanna M Stum | 7573182 | 2 | 04/01/2022 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Keven Lee Graber | 4408295 | 1 | 01/11/2022 | Customer Dispute | Closed-No Action | $20,793.90 | $0.00 | See FINRA Report |
| Alec Herbert | 6580572 | 1 | 01/11/2022 | Customer Dispute | Closed-No Action | $20,793.90 | $0.00 | See FINRA Report |
| Kevin Charles Kluge | 1319827 | 1 | 12/02/2021 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Matthew D Burmeister | 6417020 | 1 | 12/02/2021 | Customer Dispute | Closed-No Action | $29,383.80 | $0.00 | See FINRA Report |
| Krysti Owen Seay | 5848064 | 6 | 11/01/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Deborah Patricia Kress | 5241544 | 3 | 10/05/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Francesco C Zappoli | 5819061 | 1 | 09/20/2021 | Customer Dispute | Closed-No Action | $8,500.00 | $0.00 | See FINRA Report |
| Krysti Owen Seay | 5848064 | 6 | 08/31/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Krysti Owen Seay | 5848064 | 6 | 08/30/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |