Our Staff has compiled our research into a database of FINRA Broker Disclosures for KEY Investment Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sujeeri Mejia | 6160073 | 3 | 01/12/2024 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Daniel Leon Guenther | 4343318 | 2 | 12/13/2023 | Customer Dispute | Denied | $9,281.50 | $0.00 | See FINRA Report |
| Bryan Keith Baker | 4243582 | 1 | 10/16/2023 | Customer Dispute | Denied | $16,056.90 | $0.00 | See FINRA Report |
| Amy L Stanton | 6831668 | 1 | 10/06/2023 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Connolly | 6821915 | 1 | 10/01/2023 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| John Coltrane Landers | 5538894 | 2 | 02/17/2023 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Daniel Vladimirovich Zamoshnikov | 6629661 | 1 | 12/28/2022 | Customer Dispute | Closed-No Action | $20,737.80 | $0.00 | See FINRA Report |
| Joseph John Badolato | 4769496 | 2 | 12/28/2022 | Customer Dispute | Settled | $82,000.00 | $0.00 | See FINRA Report |
| David J Harrison | 5906703 | 3 | 11/18/2022 | Customer Dispute | Settled | $5,000.00 | $0.00 | See FINRA Report |
| James D Keller | 6648010 | 1 | 10/14/2022 | Customer Dispute | Denied | $41,150.00 | $0.00 | See FINRA Report |