Our Staff has compiled our research into a database of FINRA Broker Disclosures for KEY Investment Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard James Marsh | 2165786 | 1 | 11/23/2009 | Customer Dispute | Settled | $692,205.00 | $0.00 | See FINRA Report |
| Michelle M Pipcak | 4751012 | 1 | 02/24/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Anthony Peter Chrisikos | 1236911 | 2 | 02/23/2009 | Customer Dispute | Denied | $42,000.00 | $0.00 | See FINRA Report |
| Timur Johnson Tyra | 2028300 | 1 | 02/09/2009 | Customer Dispute | Denied | $26,000.00 | $0.00 | See FINRA Report |
| John Michael Harris | 4550187 | 1 | 01/05/2009 | Customer Dispute | Denied | $22,495.70 | $0.00 | See FINRA Report |
| Jason Matthew Tompkins | 4827694 | 1 | 09/15/2008 | Customer Dispute | Denied | $9,500.00 | $0.00 | See FINRA Report |
| Andrew Scott Lewis | 2187326 | 6 | 09/02/2008 | Customer Dispute | Denied | $5,670.00 | $0.00 | See FINRA Report |
| Stephen Michael Mitola | 2525553 | 1 | 07/23/2008 | Customer Dispute | Settled | $24,464.00 | $0.00 | See FINRA Report |
| Gregory Dean Blood | 2239251 | 1 | 05/29/2008 | Customer Dispute | Denied | $40,873.00 | $0.00 | See FINRA Report |
| Peter Kjeld Bentley | 2333156 | 2 | 02/20/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |