Our Staff has compiled our research into a database of FINRA Broker Disclosures for KEY Investment Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Andrew Williamson | 4298825 | 2 | 04/20/2011 | Customer Dispute | Settled | $15,571.50 | $0.00 | See FINRA Report |
| Richard Salvatore Massaro | 4487938 | 1 | 01/21/2011 | Customer Dispute | Award / Judgment | $100,000.00 | $25,000.00 | See FINRA Report |
| Allan Marvin Carmello | 1396426 | 5 | 01/20/2011 | Customer Dispute | Closed-No Action | $11,719.60 | $0.00 | See FINRA Report |
| Lori Placentino | 3043848 | 1 | 01/11/2011 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Michael Patrick Donahue | 1852837 | 2 | 11/24/2010 | Customer Dispute | Denied | $17,500.00 | $0.00 | See FINRA Report |
| Susan Ann Chipps | 4397519 | 1 | 11/03/2010 | Customer Dispute | Denied | $31,130.00 | $0.00 | See FINRA Report |
| Mary Louise Witt | 2456148 | 1 | 10/25/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Christopher William Hunt | 3225506 | 4 | 06/15/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Christopher William Hunt | 3225506 | 4 | 03/29/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Amanda Christie Nelson Prows | 4933148 | 1 | 02/19/2010 | Customer Dispute | Settled | $153,000.00 | $0.00 | See FINRA Report |