Our Staff has compiled our research into a database of FINRA Broker Disclosures for KEY Investment Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Nicole D Vuu | 2677279 | 1 | 07/20/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Keith Joseph Holmes | 4194101 | 1 | 07/09/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| James Joseph Hlavaty | 4054783 | 2 | 03/07/2012 | Customer Dispute | Closed-No Action | $30,000.00 | $0.00 | See FINRA Report |
| Omar Khaled Kamal | 6582776 | 1 | 10/30/2011 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| David Paul Cizmadia | 2272998 | 2 | 09/27/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Theodore Feitt | 2363762 | 1 | 08/09/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Christopher William Hunt | 3225506 | 4 | 07/06/2011 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Adam C Donehue | 4519849 | 1 | 07/05/2011 | Customer Dispute | Denied | $5,082.23 | $0.00 | See FINRA Report |
| Allan Marvin Carmello | 1396426 | 5 | 06/17/2011 | Customer Dispute | Settled | $120,344.00 | $0.00 | See FINRA Report |
| Joseph Paul Price | 5087344 | 1 | 04/21/2011 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |