Our Staff has compiled our research into a database of FINRA Broker Disclosures for KEY Investment Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Christopher William Hunt | 3225506 | 4 | 04/08/2014 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Daniel Wayne Judd | 6206979 | 1 | 01/17/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Kate Weeks Stratton | 1964122 | 2 | 12/31/2013 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Andrew Scott Lewis | 2187326 | 6 | 12/13/2013 | Customer Dispute | Denied | $5,640.00 | $0.00 | See FINRA Report |
| Andrew Scott Lewis | 2187326 | 6 | 12/05/2013 | Customer Dispute | Denied | $27,449.00 | $0.00 | See FINRA Report |
| James Joseph Hlavaty | 4054783 | 2 | 11/07/2013 | Customer Dispute | Denied | $23,119.80 | $0.00 | See FINRA Report |
| Renato Jeffrey Powell | 1751599 | 2 | 05/22/2013 | Customer Dispute | Denied | $11,138.70 | $0.00 | See FINRA Report |
| Jean Marie Ottaviano | 4287173 | 1 | 05/16/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Tanya K Range | 4847290 | 6 | 05/02/2013 | Customer Dispute | Denied | $9,000.00 | $0.00 | See FINRA Report |
| Evelyn Diane Birbilas | 2139148 | 1 | 01/08/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |