Our Staff has compiled our research into a database of FINRA Broker Disclosures for KEY Investment Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Adis Starr | 7759249 | 1 | 02/07/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ashley Marie Carrillo | 5603957 | 4 | 01/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ashley Marie Carrillo | 5603957 | 4 | 01/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan Paul Fucci | 5701275 | 2 | 12/15/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jonathan Paul Fucci | 5701275 | 2 | 12/15/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jeffrey George Vernon | 4356384 | 2 | 11/26/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jhuriko N Then | 5620895 | 1 | 10/27/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Louis Joseph Lamoreaux | 6041755 | 1 | 10/10/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Gregory James Riley | 5692361 | 1 | 08/13/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ashley Marie Carrillo | 5603957 | 4 | 06/20/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |