Our Staff has compiled our research into a database of FINRA Broker Disclosures for KEY Investment Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Deborah Lee Kidder | 4720450 | 1 | 06/17/2015 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Tanya K Range | 4847290 | 6 | 04/13/2015 | Customer Dispute | Denied | $9,500.00 | $0.00 | See FINRA Report |
| Taylor Heit | 7186553 | 4 | 04/10/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Taylor Heit | 7186553 | 4 | 04/10/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Taylor Heit | 7186553 | 4 | 04/10/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Taylor Heit | 7186553 | 4 | 04/10/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tanya K Range | 4847290 | 6 | 04/02/2015 | Customer Dispute | Denied | $21,568.30 | $0.00 | See FINRA Report |
| Sean Michael Langan | 4536971 | 1 | 02/12/2015 | Customer Dispute | Settled | $18,113.40 | $0.00 | See FINRA Report |
| Michael James Bone | 6698464 | 1 | 02/12/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kelly L Paden | 6569245 | 1 | 02/08/2015 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |