Our Staff has compiled our research into a database of FINRA Broker Disclosures for KEY Investment Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey George Vernon | 4356384 | 2 | 03/21/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Martin Larsen | 7401875 | 3 | 03/18/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tanya K Range | 4847290 | 6 | 03/17/2016 | Customer Dispute | Withdrawn | $22,500.00 | $0.00 | See FINRA Report |
| Jeremy M Young | 4449780 | 1 | 02/22/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Debora Ann Kern | 4340819 | 1 | 02/10/2016 | Customer Dispute | Denied | $11,900.00 | $0.00 | See FINRA Report |
| Earle Alexander Havran | 6525791 | 1 | 12/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jonathan Dande Evans | 4753545 | 1 | 10/30/2015 | Customer Dispute | Settled | $7,900.00 | $0.00 | See FINRA Report |
| Ashley Marie Carrillo | 5603957 | 4 | 09/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Brian Jason Evans | 5022093 | 1 | 08/05/2015 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Keith M Defazio | 5513556 | 1 | 07/24/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |