Our Staff has compiled our research into a database of FINRA Broker Disclosures for KEY Investment Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Andrew Elliot Burns | 5100943 | 1 | 08/16/2016 | Customer Dispute | Withdrawn | $20,000.00 | $0.00 | See FINRA Report |
| Kenneth I Weinstein | 1938218 | 1 | 08/09/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tanya K Range | 4847290 | 6 | 08/01/2016 | Customer Dispute | Settled | $96,000.00 | $0.00 | See FINRA Report |
| Charles Martin Larsen | 7401875 | 3 | 07/10/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Martin Larsen | 7401875 | 3 | 06/29/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Maryangela M Hicks | 1913000 | 1 | 06/15/2016 | Customer Dispute | Settled | $325,000.00 | $0.00 | See FINRA Report |
| Neil Cyr | 6864608 | 1 | 05/23/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Mark Andrew Williamson | 4298825 | 2 | 04/07/2016 | Customer Dispute | Settled | $7,000.00 | $0.00 | See FINRA Report |
| Lisa Raghunanan | 5246779 | 1 | 03/31/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William David Rieger | 7093429 | 1 | 03/31/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |