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FINRA Broker Disclosures for KEY Investment Services LLC

Our Staff has compiled our research into a database of FINRA Broker Disclosures for KEY Investment Services LLC. Search or filter the database to find more about a specific broker.

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Displaying 101-110 out of 238 results
Name CRD Total Disclosures Filing Date Disclosure Type Disclosure Status Damages Requested Damages Granted FINRA Reports
Steven Paul Altergott6205717103/20/2017FinancialFinal$0.00$0.00See FINRA Report
Amanda Marie Loiodice6973869101/27/2017FinancialFinal$0.00$0.00See FINRA Report
Veronica A Mangione5435145412/19/2016FinancialFinal$0.00$0.00See FINRA Report
Krista Jean Galanin5279327212/09/2016Customer DisputeDenied$17,000.00$0.00See FINRA Report
Steven David Vale2566594111/16/2016Customer DisputeDenied$9,884.57$0.00See FINRA Report
Daniel Leon Guenther4343318211/07/2016Customer DisputeSettled$11,754.80$0.00See FINRA Report
Rebekah Fern Marshall6043278110/20/2016Customer DisputeClosed-No Action$32,325.10$0.00See FINRA Report
Tanya K Range4847290610/20/2016Customer DisputeClosed-No Action$32,325.10$0.00See FINRA Report
Robert James Hope1171370110/17/2016Customer DisputeSettled$50,000.00$0.00See FINRA Report
Nathan Lafrance4211833108/17/2016Customer DisputeDenied$10,066.50$0.00See FINRA Report

238 Results

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