Our Staff has compiled our research into a database of FINRA Broker Disclosures for KEY Investment Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tanya K Range | 4847290 | 6 | 10/20/2016 | Customer Dispute | Closed-No Action | $32,325.10 | $0.00 | See FINRA Report |
| Robert James Hope | 1171370 | 1 | 10/17/2016 | Customer Dispute | Settled | $50,000.00 | $0.00 | See FINRA Report |
| Nathan Lafrance | 4211833 | 1 | 08/17/2016 | Customer Dispute | Denied | $10,066.50 | $0.00 | See FINRA Report |
| Andrew Elliot Burns | 5100943 | 1 | 08/16/2016 | Customer Dispute | Withdrawn | $20,000.00 | $0.00 | See FINRA Report |
| Kenneth I Weinstein | 1938218 | 1 | 08/09/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Tanya K Range | 4847290 | 6 | 08/01/2016 | Customer Dispute | Settled | $96,000.00 | $0.00 | See FINRA Report |
| Charles Martin Larsen | 7401875 | 3 | 07/10/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Martin Larsen | 7401875 | 3 | 06/29/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Maryangela M Hicks | 1913000 | 1 | 06/15/2016 | Customer Dispute | Settled | $325,000.00 | $0.00 | See FINRA Report |
| Neil Cyr | 6864608 | 1 | 05/23/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |