Our Staff has compiled our research into a database of FINRA Broker Disclosures for KEY Investment Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Eric Leroy Woodfill | 4692448 | 2 | 08/28/2017 | Customer Dispute | Settled | $5,220.96 | $0.00 | See FINRA Report |
| Donald T Boyer | 3089083 | 1 | 08/21/2017 | Customer Dispute | Denied | $64,168.00 | $0.00 | See FINRA Report |
| Veronica A Mangione | 5435145 | 4 | 08/14/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Geoffrey Michael James | 5632101 | 1 | 08/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| John Coltrane Landers | 5538894 | 2 | 07/31/2017 | Customer Dispute | Denied | $19,690.00 | $0.00 | See FINRA Report |
| David J Harrison | 5906703 | 3 | 07/27/2017 | Customer Dispute | Denied | $25,916.30 | $0.00 | See FINRA Report |
| Veronica A Mangione | 5435145 | 4 | 05/24/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kate Weeks Stratton | 1964122 | 2 | 05/09/2017 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Ajet Metaliaj | 3237841 | 12 | 05/04/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen Arthur Jenkins | 2187856 | 1 | 04/06/2017 | Customer Dispute | Closed-No Action | $40,000.00 | $0.00 | See FINRA Report |