Our Staff has compiled our research into a database of FINRA Broker Disclosures for KEY Investment Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
---|---|---|---|---|---|---|---|---|
Michael William Coffey | 1237063 | 2 | 12/31/2002 | Customer Dispute | Settled | $6,000.00 | $0.00 | See FINRA Report |
Allan Marvin Carmello | 1396426 | 5 | 09/29/2001 | Customer Dispute | Settled | $10,315.00 | $0.00 | See FINRA Report |
Andrew Scott Lewis | 2187326 | 6 | 09/14/2001 | Customer Dispute | Settled | $250,000.00 | $0.00 | See FINRA Report |
Ronald Roy Zeppernick | 2603740 | 2 | 10/06/2000 | Customer Dispute | Settled | $11,800.00 | $0.00 | See FINRA Report |