Our Staff has compiled our research into a database of FINRA Broker Disclosures for KEY Investment Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Richard James Marsh | 2165786 | 1 | 11/23/2009 | Customer Dispute | Settled | $692,205.00 | $0.00 | See FINRA Report |
| Stephen Michael Mitola | 2525553 | 1 | 07/23/2008 | Customer Dispute | Settled | $24,464.00 | $0.00 | See FINRA Report |
| Timothy John Manning | 2853990 | 1 | 04/30/2007 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ernesto Jesus Barcelo | 2403794 | 2 | 10/08/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Ernesto Jesus Barcelo | 2403794 | 2 | 06/22/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Roger Lee Anderson | 4300416 | 1 | 06/21/2006 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Andrew Scott Lewis | 2187326 | 6 | 12/27/2005 | Customer Dispute | Settled | $184,704.00 | $0.00 | See FINRA Report |
| Robert Richard Jankowski | 3089250 | 1 | 11/29/2004 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Paul Nicholas Karabatsos | 2985947 | 1 | 05/04/2004 | Customer Dispute | Settled | $30,000.00 | $0.00 | See FINRA Report |
| Timothy Kenneth Pelcher | 2139544 | 1 | 01/01/2004 | Customer Dispute | Settled | $100,000.00 | $0.00 | See FINRA Report |