Our Staff has compiled our research into a database of FINRA Broker Disclosures for KEY Investment Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Tanya K Range | 4847290 | 6 | 08/01/2016 | Customer Dispute | Settled | $96,000.00 | $0.00 | See FINRA Report |
| Maryangela M Hicks | 1913000 | 1 | 06/15/2016 | Customer Dispute | Settled | $325,000.00 | $0.00 | See FINRA Report |
| Mark Andrew Williamson | 4298825 | 2 | 04/07/2016 | Customer Dispute | Settled | $7,000.00 | $0.00 | See FINRA Report |
| Jonathan Dande Evans | 4753545 | 1 | 10/30/2015 | Customer Dispute | Settled | $7,900.00 | $0.00 | See FINRA Report |
| Sean Michael Langan | 4536971 | 1 | 02/12/2015 | Customer Dispute | Settled | $18,113.40 | $0.00 | See FINRA Report |
| David Paul Cizmadia | 2272998 | 2 | 09/27/2011 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Allan Marvin Carmello | 1396426 | 5 | 06/17/2011 | Customer Dispute | Settled | $120,344.00 | $0.00 | See FINRA Report |
| Mark Andrew Williamson | 4298825 | 2 | 04/20/2011 | Customer Dispute | Settled | $15,571.50 | $0.00 | See FINRA Report |
| Lori Placentino | 3043848 | 1 | 01/11/2011 | Customer Dispute | Settled | $200,000.00 | $0.00 | See FINRA Report |
| Amanda Christie Nelson Prows | 4933148 | 1 | 02/19/2010 | Customer Dispute | Settled | $153,000.00 | $0.00 | See FINRA Report |