Our Staff has compiled our research into a database of FINRA Broker Disclosures for KEY Investment Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey George Vernon | 4356384 | 2 | 11/26/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Louis Joseph Lamoreaux | 6041755 | 1 | 10/10/2014 | Financial | Final | $0.00 | $0.00 | See FINRA Report |