Our Staff has compiled our research into a database of FINRA Broker Disclosures for KEY Investment Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Charles Martin Larsen | 7401875 | 3 | 03/18/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Earle Alexander Havran | 6525791 | 1 | 12/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ashley Marie Carrillo | 5603957 | 4 | 09/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Taylor Heit | 7186553 | 4 | 04/10/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Taylor Heit | 7186553 | 4 | 04/10/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Taylor Heit | 7186553 | 4 | 04/10/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Taylor Heit | 7186553 | 4 | 04/10/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Michael James Bone | 6698464 | 1 | 02/12/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ashley Marie Carrillo | 5603957 | 4 | 01/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ashley Marie Carrillo | 5603957 | 4 | 01/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |