Our Staff has compiled our research into a database of FINRA Broker Disclosures for KEY Investment Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| George William Crandell | 4928534 | 1 | 02/26/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Dillon Garrett Holiman | 7560681 | 1 | 02/06/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Deborah Michele Brown | 1902508 | 2 | 01/30/2018 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Veronica A Mangione | 5435145 | 4 | 12/05/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ajet Metaliaj | 3237841 | 12 | 11/07/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen J Royce | 7450202 | 2 | 09/30/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Veronica A Mangione | 5435145 | 4 | 08/14/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Geoffrey Michael James | 5632101 | 1 | 08/01/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Veronica A Mangione | 5435145 | 4 | 05/24/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ajet Metaliaj | 3237841 | 12 | 05/04/2017 | Financial | Final | $0.00 | $0.00 | See FINRA Report |