Our Staff has compiled our research into a database of FINRA Broker Disclosures for KEY Investment Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Richard Lomonaco | 2172524 | 1 | 05/22/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Jason M Carlin | 5106520 | 1 | 04/18/1994 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Patrick Santa Maria | 5636403 | 1 | 04/15/1992 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Ryan Joseph Courtney | 6525871 | 1 | 05/18/1990 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Peter Kjeld Bentley | 2333156 | 2 | 12/01/1989 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Robert Sanfelippo | 6630195 | 2 | 12/19/1983 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph T Murphy | 6209911 | 2 | 03/05/1980 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |
| Joseph T Murphy | 6209911 | 2 | 08/02/1979 | Criminal | Final Disposition | $0.00 | $0.00 | See FINRA Report |