Our Staff has compiled our research into a database of FINRA Broker Disclosures for KEY Investment Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Veronica A Mangione | 5435145 | 4 | 12/19/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Kenneth I Weinstein | 1938218 | 1 | 08/09/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Martin Larsen | 7401875 | 3 | 07/10/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Martin Larsen | 7401875 | 3 | 06/29/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Neil Cyr | 6864608 | 1 | 05/23/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Lisa Raghunanan | 5246779 | 1 | 03/31/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| William David Rieger | 7093429 | 1 | 03/31/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jeffrey George Vernon | 4356384 | 2 | 03/21/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Martin Larsen | 7401875 | 3 | 03/18/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Earle Alexander Havran | 6525791 | 1 | 12/01/2015 | Financial | Final | $0.00 | $0.00 | See FINRA Report |