Our Staff has compiled our research into a database of FINRA Broker Disclosures for KEY Investment Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Savong S Lam | 4400865 | 1 | 06/09/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Stephen J Royce | 7450202 | 2 | 06/01/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Edward Michael Hassan | 5755754 | 1 | 04/20/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Thomas William Jackson | 7516600 | 1 | 04/07/2021 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Ted Leroy Spurgeon | 5431803 | 1 | 08/31/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jon Christian Marable | 6482591 | 2 | 07/13/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Jon Christian Marable | 6482591 | 2 | 06/30/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rocco Joseph Laudadio | 5329992 | 4 | 04/27/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Rocco Joseph Laudadio | 5329992 | 4 | 04/27/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Charles Spencer Potter | 6051275 | 1 | 01/22/2020 | Financial | Final | $0.00 | $0.00 | See FINRA Report |