Our Staff has compiled our research into a database of FINRA Broker Disclosures for KEY Investment Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jhuriko N Then | 5620895 | 1 | 10/27/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gregory James Riley | 5692361 | 1 | 08/13/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Ashley Marie Carrillo | 5603957 | 4 | 06/20/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Daniel Wayne Judd | 6206979 | 1 | 01/17/2014 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Jean Marie Ottaviano | 4287173 | 1 | 05/16/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Evelyn Diane Birbilas | 2139148 | 1 | 01/08/2013 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Nicole D Vuu | 2677279 | 1 | 07/20/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Keith Joseph Holmes | 4194101 | 1 | 07/09/2012 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Mary Louise Witt | 2456148 | 1 | 10/25/2010 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Michelle M Pipcak | 4751012 | 1 | 02/24/2009 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |