Our Staff has compiled our research into a database of FINRA Broker Disclosures for KEY Investment Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Sydia L Cromer | 2239374 | 1 | 01/13/2004 | Customer Dispute | Denied | $20,000.00 | $0.00 | See FINRA Report |
| Julia I Ortiz | 4119249 | 1 | 12/19/2003 | Customer Dispute | Denied | $13,420.70 | $0.00 | See FINRA Report |
| Allan Marvin Carmello | 1396426 | 5 | 06/12/2003 | Customer Dispute | Denied | $28,000.00 | $0.00 | See FINRA Report |
| Craig Dale Crump | 2172522 | 1 | 02/28/2003 | Customer Dispute | Denied | $9,315.00 | $0.00 | See FINRA Report |
| Joseph W Mitchell | 4155692 | 1 | 12/09/2002 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Robert Bradley Miller | 1068515 | 1 | 08/01/2000 | Customer Dispute | Denied | $8,298.00 | $0.00 | See FINRA Report |