Our Staff has compiled our research into a database of FINRA Broker Disclosures for KEY Investment Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jason Matthew Tompkins | 4827694 | 1 | 09/15/2008 | Customer Dispute | Denied | $9,500.00 | $0.00 | See FINRA Report |
| Andrew Scott Lewis | 2187326 | 6 | 09/02/2008 | Customer Dispute | Denied | $5,670.00 | $0.00 | See FINRA Report |
| Gregory Dean Blood | 2239251 | 1 | 05/29/2008 | Customer Dispute | Denied | $40,873.00 | $0.00 | See FINRA Report |
| Andrew L Roberts | 4125754 | 1 | 01/30/2008 | Customer Dispute | Denied | $26,000.00 | $0.00 | See FINRA Report |
| Brian Kari Wade | 4238474 | 1 | 04/18/2007 | Customer Dispute | Denied | $15,571.30 | $0.00 | See FINRA Report |
| Anthony Peter Chrisikos | 1236911 | 2 | 09/13/2006 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Andrew Scott Lewis | 2187326 | 6 | 01/21/2005 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Paul Cizmadia | 2272998 | 2 | 04/26/2004 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| David Aubrey Dunfee | 2607525 | 3 | 04/02/2004 | Customer Dispute | Denied | $5,767.00 | $0.00 | See FINRA Report |
| Joseph Briel Skarda | 4288186 | 1 | 03/25/2004 | Customer Dispute | Denied | $16,000.00 | $0.00 | See FINRA Report |