Our Staff has compiled our research into a database of FINRA Broker Disclosures for KEY Investment Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Steven David Vale | 2566594 | 1 | 11/16/2016 | Customer Dispute | Denied | $9,884.57 | $0.00 | See FINRA Report |
| Nathan Lafrance | 4211833 | 1 | 08/17/2016 | Customer Dispute | Denied | $10,066.50 | $0.00 | See FINRA Report |
| Jeremy M Young | 4449780 | 1 | 02/22/2016 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Debora Ann Kern | 4340819 | 1 | 02/10/2016 | Customer Dispute | Denied | $11,900.00 | $0.00 | See FINRA Report |
| Keith M Defazio | 5513556 | 1 | 07/24/2015 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Tanya K Range | 4847290 | 6 | 04/13/2015 | Customer Dispute | Denied | $9,500.00 | $0.00 | See FINRA Report |
| Tanya K Range | 4847290 | 6 | 04/02/2015 | Customer Dispute | Denied | $21,568.30 | $0.00 | See FINRA Report |
| Andrew Scott Lewis | 2187326 | 6 | 12/13/2013 | Customer Dispute | Denied | $5,640.00 | $0.00 | See FINRA Report |
| Andrew Scott Lewis | 2187326 | 6 | 12/05/2013 | Customer Dispute | Denied | $27,449.00 | $0.00 | See FINRA Report |
| James Joseph Hlavaty | 4054783 | 2 | 11/07/2013 | Customer Dispute | Denied | $23,119.80 | $0.00 | See FINRA Report |