Our Staff has compiled our research into a database of FINRA Broker Disclosures for KEY Investment Services LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Brian F Henning | 4598876 | 2 | 06/05/2019 | Customer Dispute | Denied | $14,000.00 | $0.00 | See FINRA Report |
| Krista Jean Galanin | 5279327 | 2 | 05/29/2018 | Customer Dispute | Denied | $21,028.20 | $0.00 | See FINRA Report |
| Christian Robert Brown | 4803169 | 1 | 04/20/2018 | Customer Dispute | Denied | $30,000.00 | $0.00 | See FINRA Report |
| Eric Leroy Woodfill | 4692448 | 2 | 10/16/2017 | Customer Dispute | Denied | $7,968.00 | $0.00 | See FINRA Report |
| Joseph John Badolato | 4769496 | 2 | 10/13/2017 | Customer Dispute | Denied | $108,982.00 | $0.00 | See FINRA Report |
| David J Harrison | 5906703 | 3 | 10/05/2017 | Customer Dispute | Denied | $0.00 | $0.00 | See FINRA Report |
| Donald T Boyer | 3089083 | 1 | 08/21/2017 | Customer Dispute | Denied | $64,168.00 | $0.00 | See FINRA Report |
| John Coltrane Landers | 5538894 | 2 | 07/31/2017 | Customer Dispute | Denied | $19,690.00 | $0.00 | See FINRA Report |
| David J Harrison | 5906703 | 3 | 07/27/2017 | Customer Dispute | Denied | $25,916.30 | $0.00 | See FINRA Report |
| Krista Jean Galanin | 5279327 | 2 | 12/09/2016 | Customer Dispute | Denied | $17,000.00 | $0.00 | See FINRA Report |