Our Staff has compiled our research into a database of FINRA Broker Disclosures for Walleye Trading LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Mark Robert Doshan | 2339527 | 3 | 09/25/2019 | Financial | Pending | $0.00 | $0.00 | See FINRA Report |
| Mark Robert Doshan | 2339527 | 3 | 07/27/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Mark Robert Doshan | 2339527 | 3 | 04/16/2018 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Gale Ivan Giger | 5136831 | 2 | 02/01/2008 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Gale Ivan Giger | 5136831 | 2 | 06/25/2007 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Michael Owen Panos | 3044014 | 1 | 11/01/2005 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Geoffrey Miles Tennican | 4953384 | 1 | 10/12/2000 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Irvin Robert Kessler | 1479159 | 9 | 05/29/1998 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Irvin Robert Kessler | 1479159 | 9 | 10/06/1997 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Irvin Robert Kessler | 1479159 | 9 | 01/01/1993 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |