Our Staff has compiled our research into a database of FINRA Broker Disclosures for Frontier Solutions, LLC. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Douglas Hampton McGregor | 1611144 | 3 | 12/19/2022 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report | |
| Coleen Mary McMahon | 1501954 | 1 | 07/05/2016 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Douglas Hampton McGregor | 1611144 | 3 | 06/13/2014 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Edward Alan Neugeboren | 2430684 | 1 | 05/04/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Paul Eric Kacik | 2202568 | 1 | 02/20/2013 | Financial | Final | $0.00 | $0.00 | See FINRA Report |
| Laurence David Albukerk | 5697760 | 1 | 03/14/2012 | Regulatory | Final | $0.00 | $0.00 | See FINRA Report |
| Douglas Hampton McGregor | 1611144 | 3 | 02/11/2010 | Judgment / Lien | $0.00 | $0.00 | See FINRA Report |