Our Staff has compiled our research into a database of FINRA Broker Disclosures for Berthel, Fisher & Company Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Robert Lane Johnson | 1570308 | 5 | 09/28/1989 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report | |
| Steven Michael Niren | 1782873 | 2 | 07/27/1988 | Employment Separation After Allegations | $0.00 | $0.00 | See FINRA Report |