Our Staff has compiled our research into a database of FINRA Broker Disclosures for Berthel, Fisher & Company Financial Services, Inc.. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Jeffrey Alan Schiller | 1017892 | 5 | 06/10/1993 | Customer Dispute | Settled | $0.00 | $0.00 | See FINRA Report |
| Jeffrey Alan Schiller | 1017892 | 5 | 01/25/1993 | Customer Dispute | Settled | $245,000.00 | $0.00 | See FINRA Report |
| Jeffrey Alan Schiller | 1017892 | 5 | 12/02/1992 | Customer Dispute | Settled | $400,000.00 | $0.00 | See FINRA Report |
| Jeffrey Alan Schiller | 1017892 | 5 | 07/06/1991 | Customer Dispute | Settled | $289,500.00 | $0.00 | See FINRA Report |
| Richard Francis Juba | 262518 | 3 | 10/18/1975 | Customer Dispute | Award / Judgment | $14,504.20 | $1,600.00 | See FINRA Report |