Our Staff has compiled our research into a database of FINRA Broker Disclosures for Profor Advisors. Search or filter the database to find more about a specific broker.
Search by Name, CRD, Disclosures, or Damages:
| Name | CRD | Total Disclosures | Filing Date | Disclosure Type | Disclosure Status | Damages Requested | Damages Granted | FINRA Reports |
|---|---|---|---|---|---|---|---|---|
| Dainforth Baker French | 2406891 | 4 | 04/30/2018 | Customer Dispute | Settled | $590,780.00 | $0.00 | See FINRA Report |
| Dainforth Baker French | 2406891 | 4 | 06/26/2015 | Customer Dispute | Settled | $500,000.00 | $0.00 | See FINRA Report |
| Dainforth Baker French | 2406891 | 4 | 09/18/2012 | Customer Dispute | Settled | $350,000.00 | $0.00 | See FINRA Report |